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director, audit and compliance
Title posted on CareerBeacon - Senior Manager, AML Advisory ()
Posted on November 05, 2024 by Employer details TD Bank
Job details
Work Location:Toronto, Ontario, CanadaHours:37.5Line of Business:Financial Crime Risk ManagementPay Details:$108,800 - $163,200 CADTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.Job Description:*This req has a pre-id candidate*Job DescriptionOversee the team and lead 2nd-line oversight activities and monitoring of the AML/ATF/Sanctions/ABAC compliance programs for covered TD businesses and legal entities, including managing critical program initiatives and handling complex/ high-risk matters and escalations.Job AccountabilitiesLead and manage a high performing team on delivery of AML/ATF, Sanctions, ABAC compliance programs and cultureProvide guidance, leadership, coaching and development to direct reports to ensure operational results and professional/personal development objectives are achievedProvide strategic direction on a broad and diverse range of complex AML/ATF/ Sanctions/ABAC program activitiesProactively advise covered TDS businesses and Corporate Segments of new and changed AML/ATF/ Sanctions/ABAC regulatory and/or policy requirements and articulate the impact to their processes and controlsContribute to the development and implementation of AML/ATF/Sanctions/ABAC Compliance programsWork with senior business unit management / partners to develop proactive strategies, tactics, policies, and programs to effectively manage regulatory / compliance issuesManage the development and implementation robust metrics to assess the effectiveness and efficiency of the AML/ATF/Sanctions/ABAC programs, ensuring compliance with regulatory requirements and industry best practices.Prepare comprehensive , data-driven reports on the performance and effectiveness of the AML/ATF/Sanctions/ABAC programs to be shared with senior management and the Board of Directors. Provide insight, guidance, and recommendations and act as a specialized resource to other departments based on subject matter expertise including, but not limited to, customer identification and due diligence, enhanced due diligence, policy, governance, training and/or compliance assurance and testingManage and provide oversight on day-to-day operations of the department and participate in enterprise wide or Customer focused special projects on behalf of FCRMDeliver subject matter expertise and AML/ATF/Sanctions/ABAC guidance to business management, including developing and maintaining management reporting and analysisCo-ordinate/ Manage the team's participation in / responses to regulatory examinations and internal / external audits, reviewing, packaging, and tracking and providing information for department executiveDevelop and oversee the implementation of business line policies and proceduresWork closely with leaders to develop and operationalize the business plan and deliver on AML/ATL/Sanctions/ABAC programs across the enterprisePlan and execute on strategic activities, review, and communicate results, and adjust tactics accordinglyProactively identify key business opportunities, research, and recommend enhancements / modifications, develop strategies to achieve recommendations and work closely with team to execute and implementProvide oversight on risk assessment processes as requiredProtect the interests of the organization ? identify and manage risks, and escalate non-standard, high-risk transactions / activities a- LocationToronto, ON
- Workplace information On site
- SalaryNot available
- Terms of employment Permanent employmentFull time
- Starts as soon as possible
- vacancies 1 vacancy
- Source CareerBeacon #2108119
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