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Title posted on CareerBeacon - Compliance Testing Manager (Central Services)
Posted on November 22, 2024 by Employer details TD Bank
Job details
Work Location:Toronto, Ontario, CanadaHours:37.5Line of Business:Enterprise Enabling FunctionsPay Details:$91,200 - $136,800 CADTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.Job Description:2 positions availableDepartment OverviewThe Compliance Testing ? Central Services team supports Compliance Testing teams on their mandate to execute 2nd Line of Defence testing and monitoring activities on behalf of Compliance Units by providing governance and oversight for central elements of the Compliance Testing program. Our responsibilities include:Developing and maintaining Regulatory Compliance Management (RCM) monitoring and testing standards and guidelines.Working with enterprise-level stakeholders to evolve the monitoring and testing standards and guidelines in line with regulatory expectations and sound practices.Developing and evolving detailed monitoring and testing processes consistent with the monitoring and testing standards and guidelines.Advising on the implementation of the monitoring and testing standards, guidelines and process effectively.Leading the annual monitoring and testing planning process.Reporting on monitoring and testing activities.Developing and facilitating learning and development activities focused on testing and monitoring standards, guidelines and processes.Internal Audit and regulatory exam management.Recommending and implementing automation and process improvement activities along with other strategic and operational initiatives to support Compliance Testing.Job Description SummaryReporting to the Senior Manager, Compliance Testing - Central Services, the Compliance Testing Manager will support the development and delivery of key accountabilities of the Compliance Testing - Central Services team as noted above.The Compliance Testing Manager will:Assist in the development of Compliance Testing standards, guidelines and processes s related to Regulatory Compliance Management (RCM) M&T Develop and facilitate training related to the above standards, guidelines and processesAssist in the development of the annual monitoring and testing plan, acting as a primary contact for key stakeholders throughout the annual planning processDevelop Board, subsidiary and senior management reporting of RCM M&T activitiesCoordinate audit and regulatory requests pertaining to Compliance TestingProvide monitoring and testing subject matter expertise to stakeholders on RCM M&TProactively contribute to team processes and projectsSeek process improvements and more efficient ways to deliver value to our stakeholdersAssist in special projects/tasks, as requiredJob Requirements5+ years of relevant experience in the financial services industry; experience in Audit or Compliance preferredUniversity degree and CPA/CA designation is required; CIA or other relevant professional designations would be an assetSignificant control testing/Audit experience is required; RCM testing and monitoring experience would be an assetExceptional communication skills (both written and verbal) with the ability to draft superior quality analysesAbility to work independently, apply critical and strategic thinking to issues and make timely decisionsAbility to read and interpret regulations as well as understand how the regulations may impact RCM M&T standards, guideline- LocationToronto, ON
- Workplace information On site
- SalaryNot available
- Terms of employment Permanent employmentFull time
- Starts as soon as possible
- vacancies 1 vacancy
- Source CareerBeacon #2102341
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