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financial investigator
Title posted on CareerBeacon - Senior Financial Crime Risk Investigator (Quality Reviewer) ()
Posted on December 24, 2024 by Employer details TD Bank
Job details
Work Location:Toronto, Ontario, CanadaHours:37.5Line of Business:Financial Crime Risk ManagementPay Details:$76,800 - $115,200 CADTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.Job Description:The High Risk Customer Program consists of dedicated and specialized teams with AML subject matter experts with accountabilities to conduct the enhance due diligence of high risk customers. Within the High Risk Customer Program resides a team that focuses on conducting enhanced due diligence on high risk customers, and other specialized types of high risk customers.The AML Financial Crime Risk Senior Investigator (Enhanced Due Diligence, High Risk Customer Program) (Quality Reviewer also refer to as Second Level Reviewers) reports to the Group Manager AML Financial Crime Investigations (EDD, High Risk Customer Program).The AML Financial Crime Risk Senior Investigator (EDD, High Risk Customer Program, Quality Reviewer) is responsible for:Conducting quality control reviews of the end to end EDD reviews/AML investigations specifically relating to high risk customers and other referrals submitted to the High Risk Customer Program. Includes authority in applying reasonable grounds to suspect money laundering, terrorist financing and other financial crimes.As such, the AML Financial Crime Risk Senior Investigator (EDD, High Risk Customer Program, Quality Reviewer) conduct the quality control reviews of all completed filed that were subjected to EDD as well as any other investigations conducted by the High Risk Customer Program.Provide support to the Group Manager AML Financial Crime Investigations (EDD, High Risk Customer Program) providing feedback/coaching where needed.The AML Financial Crime Risk Senior Investigator (EDD, High Risk Customer Program) conducts end to end EDD reviews/AML Investigations, and second level reviews of enhanced due diligence reviews, and assists with the oversight of the High Risk Customer Program in Canada while partnering with internal and external stakeholders including, vendor engagements, advisory teams, working with other people managers and investigators to ensure the controls are designed and operating effectively to mitigate the risk and compliance with regulatory requirements as well as the Bank's systems of internal controls. The AML Financial Crime Risk Senior Investigator (EDD, High Risk Customer Program) assists with the oversight of the High Risk Customer Program while partnering with internal and external stakeholders including, advisory team, working with other group managers and investigators to ensure the controls are designed and operating effectively to mitigate the risk and compliance with regulatory requirements as well as the Bank's systems of internal controls.Job DescriptionCUSTOMERConduct quality reviews of enhanced due diligence and investigations completed by AML Financial Crime Risk Investigators including initial and periodic enhanced due diligence reviews of high risk customers, as well as transactions that resulted in no Suspicious Transaction Reports (STRs), demarkets, removal of high risk customers (if required) and other enhance due diligence processes.Conduct a quality reviews of complex EDD reviews/investigations, including AML, Sanctions/ ABAC, and Financial CrimeEnsure the regulatory reporting is conducted in a timely mann- LocationToronto, ON
- Workplace information On site
- SalaryNot available
- Terms of employment Permanent employmentFull time
- Starts as soon as possible
- vacancies 1 vacancy
- Source CareerBeacon #2124549
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